Apply principles of professional practice to work in the financial services industry

Topics covered
  • Identify scope, sectors and responsibilities of industry
  • Identify and apply guidelines, procedures and legislation
  • Identify sustainability issues
  • Manage information
  • Participate in and facilitate work team activities
  • Plan work to be completed
  • Develop and maintain personal competency

Develop and implement policies and procedures relevant to bookkeeping activities

Topics covered
  • Develop professional working relationship with relevant parties
  • Carry out research to identify compliance requirements and support materials
  • Set up and maintain appropriate systems to meet compliance requirements

Manage payroll

Topics covered
  • Establish procedures for the management of payroll
  • Prepare payroll data
  • Authorize the payment of salaries
  • Administer salary records

Develop processes for the management of breaches in compliance requirements

Topics covered
  • Develop procedures for responding to breaches
  • Monitor adherence to compliance requirements
  • Manage the identification and rectification of breaches in compliance
  • Liaise with others during breach management
  • Evaluate the response to and rectification of breaches
  • Document and disseminate breach management activities and outcomes

Manage budgets and financial plans

Topics covered
  • Plan and implement financial management approaches
  • Monitor and control finances
  • Review and evaluate financial management processes

Manage risk

Topics covered
  • Establish risk context
  • Identify and analyse risks
  • Select and implement treatments

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© 2017 Dolph Business School. RTO No. 41480.